Industry Acronyms Guide for Investment Management & Financial Services

The investment management and financial services industry uses a huge number of acronyms across regulation, governance, trading, operations and reporting.

For those new to the industry — or even experienced professionals working across multiple jurisdictions — it can sometimes feel like a different language.

We created this practical reference guide to bring the most commonly used industry acronyms into one place, covering:

• Investment and fund terminology

• Portfolio management and trading

• UK, US and global regulators

• UK regulatory framework

• US regulatory framework

• Financial crime and compliance terminology

• Operations and governance terminology

This guide is designed to be a simple, practical reference that you can keep and use day-to-day.

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